Kathy Heilig - 17 Nov 2022 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Treasurer
Signature
/s/ Kathy Heilig, by Michael N. Peterson, attorney in fact
Issuer symbol
SEIC
Transactions as of
17 Nov 2022
Net transactions value
-$254,485
Form type
4
Filing time
21 Nov 2022, 20:05:49 UTC
Previous filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $4,064 +100 +5.3% $40.64 1,991 17 Nov 2022 Direct
transaction SEIC Common Stock Sale $6,085 -100 -5% $60.85 1,891 17 Nov 2022 Direct
transaction SEIC Common Stock Options Exercise $503,936 +12,400 +656% $40.64 14,291 18 Nov 2022 Direct
transaction SEIC Common Stock Sale $756,400 -12,400 -87% $61.00 1,891 18 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise -100 -0.8% 12,400 17 Nov 2022 Common Stock 100 $40.64 Direct F2, F3
transaction SEIC Option to Purchase Common Stock Options Exercise -12,400 -100% 0 18 Nov 2022 Common Stock 12,400 $40.64 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average of a range of sale prices from $60.85 to $61.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F2 Of a grant of options to purchase 12,500 shares made on December 9, 2014, one-half became exercisable on December 31, 2017, and the remainder became exercisable on February 23, 2022.
F3 Received as employment compensation.