Selig Zises - 17 Nov 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
17 Nov 2022
Net transactions value
-$153,745
Form type
4
Filing time
17 Nov 2022, 16:47:15 UTC
Previous filing
15 Nov 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Sale $30,394 -700 -0.84% $43.42 82,301 17 Nov 2022 By profit sharing plan
transaction ESQ Common Stock Sale $21,935 -500 -0.61% $43.87 81,801 17 Nov 2022 By profit sharing plan
transaction ESQ Common Stock Sale $22,000 -500 -0.61% $44.00 81,301 17 Nov 2022 By profit sharing plan
transaction ESQ Common Stock Sale $44,104 -1,000 -1.2% $44.10 80,301 17 Nov 2022 By profit sharing plan
transaction ESQ Common Stock Sale $35,312 -800 -1% $44.14 79,501 17 Nov 2022 By profit sharing plan
holding ESQ Common Stock 183,033 17 Nov 2022 Direct F1, F2, F3
holding ESQ Common Stock 25,500 17 Nov 2022 As trustee for trust
holding ESQ Common Stock 12,600 17 Nov 2022 By L.P.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 1,500 17 Nov 2022 Common Stock 1,500 $19.25 Direct F4
holding ESQ Stock Options 1,500 17 Nov 2022 Common Stock 1,500 $24.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Stock options are fully vested.