Charles D. Johnston - 31 Oct 2022 Form 4 Insider Report for Pzena Investment Management, Inc.

Role
Director
Signature
Joan F. Berger, as attorney-in-fact for Charles Johnston
Issuer symbol
N/A
Transactions as of
31 Oct 2022
Net transactions value
-$667,488
Form type
4
Filing time
02 Nov 2022, 17:47:55 UTC
Previous filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PZN Class A Common stock, par value $0.01 Disposition pursuant to a tender of shares in a change of control transaction $667,488 -69,530 -100% $9.60 0 31 Oct 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PZN Phantom Class A Shares Disposition pursuant to a tender of shares in a change of control transaction $0 -67,509 -100% $0.000000* 0 31 Oct 2022 Right to Receive $9.60 67,509 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Charles D. Johnston is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.