James A. C. Kennedy - 14 Feb 2022 Form 3/A - Amendment Insider Report for Columbia Care Inc. (CBSTF)

Role
Director
Signature
/s/ David Sirolly as attorney-in-fact for James A.C. Kennedy
Issuer symbol
CBSTF
Transactions as of
14 Feb 2022
Net transactions value
$0
Form type
3/A - Amendment
Filing time
20 Oct 2022, 21:52:49 UTC
Date Of Original Report
15 Feb 2022
Previous filing
01 Jun 2021
Next filing
14 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCHWF Common Shares 92,464 14 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCHWF Proportionate Voting Shares 14 Feb 2022 Common Shares 18,234 $0.000000 Held by 2008 Kennedy Family Trust dtd 07/25/2008 F1
holding CCHWF Restricted Stock Units 14 Feb 2022 Common Shares 6,154 Direct F2, F3
holding CCHWF Restricted Stock Units 14 Feb 2022 Common Shares 36,171 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each proportionate voting share is convertible into 100 common shares of the Issuer.
F2 18,461 restricted stock units ("RSUs") were granted on April 29, 2019, with 12,307 RSUs vesting prior the date of this Form 3. The remaining 6,154 RSUs will vest on April 29, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F3 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F4 The restricted stock units ("RSUs") were granted on July 2, 2021, and fully vest on the date of the Issuer's 2022 annual shareholder meeting. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Remarks:

Exhibit 24.1 Power of Attorney (attached to Form 3 filed with Securities and Exchange Commission on February 15, 2022)