Randal J. Kirk - 05 Oct 2022 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Issuer symbol
PGEN
Transactions as of
05 Oct 2022
Net transactions value
$0
Form type
4
Filing time
07 Oct 2022, 16:18:51 UTC
Previous filing
28 Mar 2022
Next filing
06 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Other +660,091 +3.5% 19,697,150 06 Oct 2022 by R.J. Kirk DOT F1, F3
transaction PGEN Common Stock Other +10,544 +2.2% 490,401 06 Oct 2022 by JPK 2008 F1, F3
transaction PGEN Common Stock Other +105,445 +2.9% 3,703,398 06 Oct 2022 by JPK 2009 F1, F3
transaction PGEN Common Stock Other +42,177 +2.6% 1,654,363 06 Oct 2022 by JPK 2012 F1, F3
transaction PGEN Common Stock Other +10,544 +2.2% 489,438 06 Oct 2022 by MGK 2008 F1, F3
transaction PGEN Common Stock Other +105,445 +2.7% 3,944,437 06 Oct 2022 by MGK 2009 F1, F3
transaction PGEN Common Stock Other +42,177 +2.6% 1,637,040 06 Oct 2022 by MGK 2011 F1, F3
transaction PGEN Common Stock Other +10,544 +1.9% 578,079 06 Oct 2022 by ZSK 2008 F1, F3
transaction PGEN Common Stock Other +8,435 +2.5% 351,120 06 Oct 2022 by ZSK 2009 F1, F3
transaction PGEN Common Stock Other +6,326 +1.4% 453,731 06 Oct 2022 by Kellie L. Banks LTT F1, F3
transaction PGEN Common Stock Other +26,361 +2.7% 1,015,604 06 Oct 2022 by Sr. Staff 2015 F1, F3
transaction PGEN Common Stock Other +26,374 +2.7% 1,015,626 05 Oct 2022 by Staff 2015 F2, F3
holding PGEN Common Stock 1,000,000 05 Oct 2022 by Parkview 2020 F3
holding PGEN Common Stock 1,144,481 05 Oct 2022 by Spouse
holding PGEN Common Stock 13,520,789 05 Oct 2022 by Kapital Joe F3
holding PGEN Common Stock 1,403 05 Oct 2022 by Lotus F3
holding PGEN Common Stock 16,406,828 05 Oct 2022 by Sunset 2020 F3
holding PGEN Common Stock 1,839,946 05 Oct 2022 by Staff 2010 F4
holding PGEN Common Stock 1,383,858 05 Oct 2022 by Staff 2009 F4
holding PGEN Common Stock 3,223,803 05 Oct 2022 by Sr. Staff 2008 F4
holding PGEN Common Stock 691,929 05 Oct 2022 by Incentive 2009 F4
holding PGEN Common Stock 1,384,408 05 Oct 2022 by Incentive 2010 F4
holding PGEN Common Stock 311,287 05 Oct 2022 by Staff 2001 F4
holding PGEN Common Stock 58,800 05 Oct 2022 by Sr. Staff F4
holding PGEN Common Stock 59,133 05 Oct 2022 by Staff 2006 F4
holding PGEN Common Stock 118,266 05 Oct 2022 by Sr. Staff 2006 F4
holding PGEN Common Stock 19,711 05 Oct 2022 by Incentive 2006 F4
holding PGEN Common Stock 4,995,000 05 Oct 2022 by Sr. Staff 2007 F4
holding PGEN Common Stock 2,497,500 05 Oct 2022 by Staff 2007 F4
holding PGEN Common Stock 832,500 05 Oct 2022 by Incentive 2007 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 6, 2022, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP.
F2 On October 5, 2022, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP.
F3 Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4 Randal J. Kirk controls each of Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.