BRIAN A. HENNESSY - 18 Sep 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Brian A. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2022
Net transactions value
$0
Form type
4
Filing time
20 Sep 2022, 19:35:28 UTC
Previous filing
10 Mar 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +4,500 +1.7% $0.000000 275,721 18 Sep 2022 Direct F1
holding HNNA Common Stock 12,655 18 Sep 2022 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,500 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.