Kathryn Fahy - Sep 18, 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
SVP and CFO
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Kathryn Fahy
Stock symbol
HNNA
Transactions as of
Sep 18, 2022
Transactions value $
-$15,552
Form type
4
Date filed
9/20/2022, 07:34 PM
Previous filing
Sep 14, 2022
Next filing
Sep 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +10K +17.2% $0.00 68.1K Sep 18, 2022 Direct F1
transaction HNNA Common Stock Tax liability -$15.6K -1.73K -2.54% $9.00 66.4K Sep 18, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 10,000 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.