Neil J. Hennessy - 18 Sep 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2022
Net transactions value
-$35,127
Form type
4
Filing time
20 Sep 2022, 19:30:52 UTC
Previous filing
14 Sep 2022
Next filing
27 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +15,750 +0.78% $0.000000 2,043,188 18 Sep 2022 Direct F1
transaction HNNA Common Stock Tax liability $35,127 -3,903 -0.19% $9.00 2,039,285 18 Sep 2022 Direct
holding HNNA Common Stock 25,312 18 Sep 2022 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.