Teresa M. Nilsen - Sep 18, 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
President, COO and Secretary, Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Teresa M. Nilsen
Stock symbol
HNNA
Transactions as of
Sep 18, 2022
Transactions value $
-$35,127
Form type
4
Date filed
9/20/2022, 07:28 PM
Previous filing
Sep 14, 2022
Next filing
Dec 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +15.8K +12.89% $0.00 138K Sep 18, 2022 Direct F1
transaction HNNA Common Stock Tax liability -$35.1K -3.9K -2.83% $9.00 134K Sep 18, 2022 Direct
holding HNNA Common Stock 20.3K Sep 18, 2022 FBO Children
holding HNNA Common Stock 1.52K Sep 18, 2022 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.