DANIEL B. STEADMAN - 18 Sep 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive Vice President, Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
Issuer symbol
HNNA
Transactions as of
18 Sep 2022
Net transactions value
-$11,664
Form type
4
Filing time
20 Sep 2022, 19:25:27 UTC
Previous filing
14 Sep 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +7,500 +18% $0.000000 48,992 18 Sep 2022 Direct F1
transaction HNNA Common Stock Tax liability $11,664 -1,296 -2.6% $9.00 47,696 18 Sep 2022 Direct
holding HNNA Common Stock 1,000 18 Sep 2022 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,500 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.