Serge Saxonov - Sep 12, 2022 Form 4 Insider Report for 10x Genomics, Inc. (TXG)

Signature
/s/ Eric S. Whitaker, as Attorney-in-Fact for Serge Saxonov
Stock symbol
TXG
Transactions as of
Sep 12, 2022
Transactions value $
$13,800
Form type
4
Date filed
9/14/2022, 05:55 PM
Previous filing
Aug 25, 2022
Next filing
Sep 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TXG Class A Common Stock Options Exercise $13.8K +11.5K +1.19% $1.20* 978K Sep 12, 2022 Direct
holding TXG Class A Common Stock 2.49K Sep 12, 2022 See footnote F1
holding TXG Class A Common Stock 90K Sep 12, 2022 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TXG Stock Option (right to buy) Options Exercise $0 -11.5K -21.89% $0.00 41K Sep 12, 2022 Class A Common Stock 11.5K $1.20 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.
F2 The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
F3 This option, originally for 300,000 shares, of which 258,965 have been exercised, vested as to 1/48th of the shares on October 1, 2017, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.