ILLGEN JOHN D - 14 Jun 2022 Form 4/A - Amendment Insider Report for COMMUNITY WEST BANCSHARES /

Role
Director
Signature
Nadia Young for John D. Illgen
Issuer symbol
N/A
Transactions as of
14 Jun 2022
Net transactions value
+$16,250
Form type
4/A - Amendment
Filing time
07 Sep 2022, 19:35:43 UTC
Date Of Original Report
14 Jun 2022
Previous filing
13 Jun 2022
Next filing
05 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWBC Common Stock Options Exercise $16,250 +5,000 +18% $3.25* 32,287 14 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWBC Stock Option (right to buy) Options Exercise $0 +5,000 $0.000000* 0 14 Jun 2022 Common Stock 5,000 $3.25 Direct
holding CWBC Stock Option (right to buy) 5,000 14 Jun 2022 Common Stock 5,000 $7.19 Direct F2
holding CWBC Stock Option (right to buy) 5,000 14 Jun 2022 Common Stock 5,000 $6.53 Direct F3
holding CWBC Stock Option (right to buy) 5,000 14 Jun 2022 Common Stock 5,000 $10.10 Direct F4
holding CWBC Stock Option (right to buy) 3,000 14 Jun 2022 Common Stock 3,000 $11.50 Direct F5
holding CWBC Stock Option (right to buy) 3,000 14 Jun 2022 Common Stock 3,000 $6.71 Direct F6
holding CWBC Restricted Stock Award 500 14 Jun 2022 Common Stock 500 $0.000000 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 14, 2022, the Reporting Person filed a Form 4 which inadvertently included an incorrect Transaction Code. This amendment is being filed solely to: (i) correct the Transaction Code applicable to the acquisition of shares of common stock set forth in Table I; (ii) add the related disposition of stock options pursuant to the exercise thereof in Table II; and (iii) add additional stock option holdings.
F2 The option was granted on February 27, 2014 and vests as follows: 100% immediately.
F3 The option was granted on April 23, 2015 and vests as follows: 100% immediately.
F4 The option was granted on August 24, 2017 and vests as follows:100% immediately
F5 The option was granted on October 25, 2018 and vests as follows: 100% immediately.
F6 The option was granted on April 29, 2020 and vests as follows: 100% immediately.
F7 Restricted stock award was granted on November 18, 2021 and vests as follows: 100% immediately.