David C. Kimbell - 02 Sep 2022 Form 4 Insider Report for Ulta Beauty, Inc. (ULTA)

Role
Chief Executive Officer, Director
Signature
/s/ Jodi J. Caro, as attorney-in-fact for David C. Kimbell
Issuer symbol
ULTA
Transactions as of
02 Sep 2022
Net transactions value
-$6,279,633
Form type
4
Filing time
06 Sep 2022, 17:28:22 UTC
Previous filing
28 Mar 2022
Next filing
14 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ULTA Common Stock Options Exercise $450,061 +2,347 +5.6% $191.76 44,259 02 Sep 2022 Direct
transaction ULTA Common Stock Options Exercise $2,169,460 +12,436 +28% $174.45 56,695 02 Sep 2022 Direct
transaction ULTA Common Stock Sale $4,610,988 -10,860 -19% $424.58 45,835 02 Sep 2022 Direct F1
transaction ULTA Common Stock Sale $1,549,698 -3,644 -8% $425.27 42,191 02 Sep 2022 Direct F2
transaction ULTA Common Stock Sale $118,947 -279 -0.66% $426.33 41,912 02 Sep 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ULTA Stock Option (right to buy) Options Exercise $450,061 -2,347 -100% $191.76 0 02 Sep 2022 Common Stock 2,347 $424.79 Direct F4
transaction ULTA Stock Option (right to buy) Options Exercise $2,169,460 -12,436 -18% $174.45 58,392 02 Sep 2022 Common Stock 12,436 $424.79 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $424.1350 to $424.9950. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $425.0350 to $425.9150. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $426.0300 to $426.7400. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F4 The options, representing an initial right to purchase a total of 9,388 shares, vesting in 25% annual increments beginning on March 15, 2017 and each anniversary thereafter through March 15, 2020.
F5 The options, representing an initial right to purchase a total of 70,828 shares, vesting in 25% annual increments beginning March 15, 2021 and each anniversary thereafter through March 15, 2024.