DAVID A. /WI JONES - 31 Aug 2022 Form 4 Insider Report for PENTAIR plc (PNR)

Role
Director
Signature
/s/ John K. Wilson, Attorney-in-Fact for David A. Jones
Issuer symbol
PNR
Transactions as of
31 Aug 2022
Net transactions value
-$12,392
Form type
4
Filing time
02 Sep 2022, 18:28:44 UTC
Previous filing
04 Jan 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $133,093 +3,947 +19% $33.72 25,051 31 Aug 2022 Direct F1
transaction PNR Common Shares Tax liability $145,485 -3,273 -13% $44.45 21,778 31 Aug 2022 Direct F1, F2
holding PNR Common Shares - Restricted Stock Units 2,138 31 Aug 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Director Stock Option (Right to Buy) Options Exercise $0 -3,947 -100% $0.000000* 0 31 Aug 2022 Common Shares 3,947 $33.72 Direct F4
holding PNR Phantom Stock Units (Deferred Compensation) 54,554 31 Aug 2022 Common Shares 54,554 Plan Agent F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F2 Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
F3 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F4 This option is presently exercisable in full.
F5 Phantom stock units convert into common shares on a one-for-one basis.
F6 Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.