| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | WTER | Common Stock | 750,000 | 23 Aug 2022 | Direct | ||||||
| holding | WTER | Common Stock | 1,000,000 | 23 Aug 2022 | Klutch Financial Corp. |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WTER | Stock Options | Award | $382,500 | +750,000 | +88% | $0.5100 | 1,600,000 | 23 Aug 2022 | Common | 750,000 | $0.5100 | Direct | F4 |
| holding | WTER | Stock Options | 350,000 | 23 Aug 2022 | Common | 350,000 | $1.29 | Direct | F1 | |||||
| holding | WTER | Stock Options | 600,000 | 23 Aug 2022 | Common | 250,000 | $0.5300 | Direct | F2 | |||||
| holding | WTER | Stock Options | 850,000 | 23 Aug 2022 | Common | 250,000 | $1.09 | Direct | F3 | |||||
| holding | WTER | Warrants | 1,000,000 | 23 Aug 2022 | Common | 1,000,000 | $1.25 | Klutch Financial Corp. |
| Id | Content |
|---|---|
| F1 | 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. |
| F2 | 50% vest on April 3, 2020 and 50% vest on April 3, 2021. |
| F3 | 50% vest on March 31, 2021 and 50% vest on March 31, 2022. |
| F4 | 50% vest on August 23, 2023 and 50% vest on August 23, 2024. |