Powers Richard T. - 16 Aug 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
16 Aug 2022
Net transactions value
+$6,250
Form type
4
Filing time
18 Aug 2022, 16:22:38 UTC
Previous filing
13 Dec 2021
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $6,250 +500 +0.89% $12.50* 56,500 16 Aug 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -500 -28% $0.000000 1,278 16 Aug 2022 Common Stock 500 $12.50 Direct F4
holding ESQ Stock Options 1,500 16 Aug 2022 Common Stock 1,500 $19.25 Direct F4
holding ESQ Stock Options 1,500 16 Aug 2022 Common Stock 1,500 $24.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Stock options are fully vested.