William G. Rice - Jul 6, 2022 Form 4 Insider Report for Aptose Biosciences Inc. (APTO)

Signature
/s/ Janet Clennett as attorney-in-fact for William G. Rice
Stock symbol
APTO
Transactions as of
Jul 6, 2022
Transactions value $
$0
Form type
4
Date filed
7/7/2022, 06:39 PM
Previous filing
Jun 6, 2022
Next filing
Sep 21, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APTO Performance Stock Options Award $0 +600K $0.00 600K Jul 6, 2022 Common Shares 600K $0.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance stock options granted on July 6, 2022, which vest in tranches upon the achievement of specified performance events. Settlement of vested performance stock options will occur as soon as practicable following vesting. This grant is being reported voluntarily.