H.c. Charles Diao - 13 May 2022 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role
Director
Signature
/s/ H.C. Charles Diao
Issuer symbol
TPB
Transactions as of
13 May 2022
Net transactions value
-$811,538
Form type
4
Filing time
16 May 2022, 16:08:54 UTC
Previous filing
05 May 2022
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPB Common Stock Sale $313,940 -11,000 -31% $28.54 24,878 13 May 2022 Direct F1
transaction TPB Common Stock Sale $497,598 -17,206 -69% $28.92 7,672 16 May 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total reported in Column 5 includes the 1,195 restricted stock units and 23,683 shares of common stock.
F2 The total reported in Column 5 includes the 1,195 restricted stock units and 6,477 shares of common stock.
F3 Weighted average sale price. On 5/16/2022, the reporting person sold the shares within a range of $28.80 to $29.00. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.