David James Hart - Apr 29, 2022 Form 4 Insider Report for Columbia Care Inc. (CCHWF)

Role
Chief Operating Officer
Signature
/s/ David Sirolly as attorney-in-fact for David James Hart
Stock symbol
CCHWF
Transactions as of
Apr 29, 2022
Transactions value $
-$380,438
Form type
4
Date filed
5/3/2022, 06:05 PM
Previous filing
Apr 14, 2022
Next filing
Oct 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCHWF Common Shares Options Exercise +38.9K +4.7% 867K Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +168K +19.39% 1.03M Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +110K +10.9% 1.11M Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +29.3K +2.56% 1.17M Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Tax liability -$380K -138K -11.79% $2.75* 1.04M Apr 29, 2022 Direct F2
holding CCHWF Common Shares 14K Apr 29, 2022 Held in Individual Retirement Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCHWF Restricted Stock Units Options Exercise $0 -38.9K -25% $0.00 117K Apr 29, 2022 Common Shares 38.9K Direct F1, F3
transaction CCHWF Restricted Stock Units Options Exercise $0 -168K -100% $0.00* 0 Apr 29, 2022 Common Shares 168K Direct F1, F4
transaction CCHWF Restricted Stock Units Options Exercise $0 -110K -33.33% $0.00 219K Apr 29, 2022 Common Shares 110K Direct F1, F5
transaction CCHWF Restricted Stock Units Options Exercise $0 -29.3K -50% $0.00 29.3K Apr 29, 2022 Common Shares 29.3K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Converted from Canadian withholding price of C$3.50 using an exchange rate of C$1.2734 = US $1.00.
F3 155,751 RSUs were granted March 23, 2021, and as follows: 1/4 annually beginning March 23, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F4 672,356 RSUs were granted on September 28, 2018, and vest as follows: 1/4 annually beginning March 31, 2019. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F5 438,203 RSUs were granted 3/31/2020, and vest as follows: 1/4 annually beginning March 31, 2021. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F6 117,118 RSUs were granted on September 30, 2019, and vest as follows: 1/4 annually beginning April 29, 2020. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.