GUY HUSSUSSIAN - 29 Apr 2022 Form 4 Insider Report for Columbia Care Inc. (CBSTF)

Role
Chief Data Officer
Signature
/s/ David Sirolly as attorney-in-fact for Guy Hussussian
Issuer symbol
CBSTF
Transactions as of
29 Apr 2022
Net transactions value
-$64,114
Form type
4
Filing time
03 May 2022, 16:54:36 UTC
Previous filing
15 Apr 2022
Next filing
20 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCHWF Common Shares Options Exercise +9,085 +9.5% 105,180 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +31,952 +30% 137,132 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +7,004 +5.1% 144,136 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +10,248 +7.1% 154,384 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Tax liability $64,114 -23,314 -15% $2.75* 131,070 29 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCHWF Restricted Stock Units Options Exercise $0 -9,085 -25% $0.000000 27,257 29 Apr 2022 Common Shares 9,085 Direct F1, F3
transaction CCHWF Restricted Stock Units Options Exercise $0 -31,952 -33% $0.000000 63,905 29 Apr 2022 Common Shares 31,952 Direct F1, F4
transaction CCHWF Restricted Stock Units Options Exercise $0 -7,004 -100% $0.000000* 0 29 Apr 2022 Common Shares 7,004 Direct F1, F5
transaction CCHWF Restricted Stock Units Options Exercise $0 -10,248 -50% $0.000000 10,248 29 Apr 2022 Common Shares 10,248 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Converted from Canadian withholding price of C$3.50 using an exchange rate of C$1.2734 = US$1.00.
F3 36,342 RSUs were granted on March 23, 2021, and vest as follows: 1/4 annually beginning March 31, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F4 127,809 RSUs were granted on March 31, 2020, and vest as follows: 1/4 annually beginning March 31, 2021. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F5 28,016 RSUs were granted on September 28, 2018, and vest as follows: 1/4 annually beginning April 1, 2019. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F6 40,991 RSUs were granted on September 30, 2019, and vest as follows: 1/4 annually beginning April 29, 2020. Settlement of vested RSUs will occur within 60 days of applicable vesting date.