Guy Hussussian - Apr 29, 2022 Form 4 Insider Report for Columbia Care Inc. (CCHWF)

Role
Chief Data Officer
Signature
/s/ David Sirolly as attorney-in-fact for Guy Hussussian
Stock symbol
CCHWF
Transactions as of
Apr 29, 2022
Transactions value $
-$64,114
Form type
4
Date filed
5/3/2022, 04:54 PM
Previous filing
Apr 15, 2022
Next filing
Oct 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCHWF Common Shares Options Exercise +9.09K +9.45% 105K Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +32K +30.38% 137K Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +7K +5.11% 144K Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +10.2K +7.11% 154K Apr 29, 2022 Direct F1
transaction CCHWF Common Shares Tax liability -$64.1K -23.3K -15.1% $2.75* 131K Apr 29, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCHWF Restricted Stock Units Options Exercise $0 -9.09K -25% $0.00 27.3K Apr 29, 2022 Common Shares 9.09K Direct F1, F3
transaction CCHWF Restricted Stock Units Options Exercise $0 -32K -33.33% $0.00 63.9K Apr 29, 2022 Common Shares 32K Direct F1, F4
transaction CCHWF Restricted Stock Units Options Exercise $0 -7K -100% $0.00* 0 Apr 29, 2022 Common Shares 7K Direct F1, F5
transaction CCHWF Restricted Stock Units Options Exercise $0 -10.2K -50% $0.00 10.2K Apr 29, 2022 Common Shares 10.2K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Converted from Canadian withholding price of C$3.50 using an exchange rate of C$1.2734 = US$1.00.
F3 36,342 RSUs were granted on March 23, 2021, and vest as follows: 1/4 annually beginning March 31, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F4 127,809 RSUs were granted on March 31, 2020, and vest as follows: 1/4 annually beginning March 31, 2021. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F5 28,016 RSUs were granted on September 28, 2018, and vest as follows: 1/4 annually beginning April 1, 2019. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F6 40,991 RSUs were granted on September 30, 2019, and vest as follows: 1/4 annually beginning April 29, 2020. Settlement of vested RSUs will occur within 60 days of applicable vesting date.