Rosemary Mazanet - 29 Apr 2022 Form 4 Insider Report for Columbia Care Inc. (CBSTF)

Role
Chief Scientific Officer
Signature
/s/ David Sirolly as attorney-in-fact for Rosemary Mazanet
Issuer symbol
CBSTF
Transactions as of
29 Apr 2022
Net transactions value
-$147,397
Form type
4
Filing time
03 May 2022, 16:35:54 UTC
Previous filing
14 Apr 2022
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCHWF Common Shares Options Exercise +18,171 +1.5% 1,224,625 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +42,024 +3.4% 1,266,649 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +54,776 +4.3% 1,321,425 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Options Exercise +19,032 +1.4% 1,340,457 29 Apr 2022 Direct F1
transaction CCHWF Common Shares Tax liability $147,397 -53,599 -4% $2.75 1,286,858 29 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCHWF Restricted Stock Units Options Exercise $0 -18,171 -25% $0.000000 54,513 29 Apr 2022 Common Shares 18,171 Direct F1, F3
transaction CCHWF Restricted Stock Units Options Exercise $0 -42,024 -100% $0.000000* 0 29 Apr 2022 Common Shares 42,024 Direct F1, F4
transaction CCHWF Restricted Stock Units Options Exercise $0 -54,776 -33% $0.000000 109,551 29 Apr 2022 Common Shares 54,776 Direct F1, F5
transaction CCHWF Restricted Stock Units Options Exercise $0 -19,032 -50% $0.000000 19,032 29 Apr 2022 Common Shares 19,032 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Converted from Canadian withholding price of C$3.50 using an exchange rate of C$1.2734 = US$1.00.
F3 72,684 RSUs were granted on March 23, 2021, and vest as follows: 1/4 annually beginning March 23, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F4 168,094 RSUs were granted on September 28, 2018, and vest as follows: 1/4 annually beginning March 31, 2019. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F5 219,102 RSUs were granted March 31, 2020, and vest as follows: 1/4 annually beginning March 31, 2021. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F6 76,127 RSUs were granted on September 28, 2019, and vest as follows: 1/4 annually beginning April 29, 2020. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.