NICHOLAS VITA - 14 Feb 2022 Form 3 Insider Report for Columbia Care Inc. (CCHWF)

Role
CEO, Director
Signature
/s/ David Sirolly as attorney-in-fact for Nicholas Vita
Issuer symbol
CCHWF
Transactions as of
14 Feb 2022
Transactions value $
$0
Form type
3
Filing time
14 Apr 2022, 13:18:44 UTC
Next filing
14 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCHWF Common Shares 201K 14 Feb 2022 Direct
holding CCHWF Common Shares 35.9M 14 Feb 2022 Held by Vita Holdings LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCHWF Restricted Stock Units 14 Feb 2022 Common Shares 218K Direct F2, F3
holding CCHWF Restricted Stock Units 14 Feb 2022 Common Shares 132K Direct F3, F4
holding CCHWF Restricted Stock Units 14 Feb 2022 Common Shares 671K Direct F3, F5
holding CCHWF Restricted Stock Units 14 Feb 2022 Common Shares 343K Direct F3, F6
holding CCHWF Performance Stock Units 14 Feb 2022 Common Shares 871K Direct F7
holding CCHWF Performance Stock Units 14 Feb 2022 Common Shares 871K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Vita Holdings LLC, a company wholly-owned and controlled by the reporting person.
F2 870,691 restricted stock units ("RSUs") were granted on April 29, 2019, with 653,018 vesting prior to the date of this Form 3. The remaining 217,673 RSUs vest on October 29, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F4 263,514 restricted stock units ("RSUs") were granted on September 30, 2019, with 131,756 vesting prior to the date of this Form 3. The remaining 131,758 RSUs vest as follows: 65,879 on April 29, 2022 and April 29, 2023. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F5 894,663 restricted stock units ("RSUs") were granted on March 31, 2020, with 223,665 RSUs vesting prior to the date of this Form 3. The remaining 670,998 RSUs vest as follows: 223,666 on March 31, 2022, March 31, 2023 and March 31, 2024. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F6 The restricted stock units ("RSUs") were granted on March 23, 2021 and vest as follows: 85,663 on March 23, 2022, March 23, 2023, March 23, 2024, and March 23, 2025. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F7 The performance stock units ("PSUs") were granted on April 29, 2019. Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the Issuer's common stock achieving a specific price per share.

Remarks:

Exhibit 24.1 Power of Attorney