Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FCEL | Common Stock | Options Exercise | $0 | +1.97K | +102.92% | $0.00 | 3.89K | Apr 7, 2022 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FCEL | Director Restricted Stock Unit | Options Exercise | $0 | -1.97K | -100% | $0.00* | 0 | Apr 7, 2022 | Common Stock | 1.97K | Direct | F2, F3 | |
transaction | FCEL | Deferred Common Stock Units | Award | $0 | +13.4K | +18.24% | $0.00 | 87.1K | Apr 7, 2022 | Common Stock | 13.4K | Direct | F4, F5 |
Id | Content |
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F1 | The balance excludes 14,367 shares inadvertently included in prior Form 4s. These shares were reported as vested in a Form 4 filed on 4/13/20, as amended by a Form 4 filed on 4/24/20. Such shares were deferred under the Directors Deferred Compensation Plan and will be received by the reporting person upon separation from service as a director. |
F2 | Each?restricted?stock?unit?represented?a?contingent?right?to?receive?one?share?of?common?stock?or,?at?the?election?of?the?Compensation?Committee,?the?cash?value?thereof. |
F3 | These restricted stock units (i) vested on the date of the regularly scheduled annual meeting of the stockholders of the Company held in 2022 (i.e., April 7, 2022) and (ii) were settled in shares of FuelCell Energy common stock. |
F4 | Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. |
F5 | Balance reflects the 4/7/2022 vesting of 3,946 restricted stock units that were deferred by the reporting person. |