| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KERN | Common Shares | Options Exercise | +2,000 | +4.8% | 43,410 | 09 Feb 2021 | Direct | F1 | ||
| transaction | KERN | Common Shares | Tax liability | $4,665 | -684 | -1.6% | $6.82* | 42,726 | 09 Feb 2021 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KERN | Restricted Stock Units | Options Exercise | $0 | -2,000 | -25% | $0.000000 | 6,000 | 04 Sep 2020 | Common Shares | 2,000 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. |
| F2 | Represents shares withheld for tax purposes on settlement of RSUs. |
| F3 | The RSUs were granted on October 17, 2019, and vest as follows: 2,000 on July 1, 2020; 2,000 on July 1, 2021; 2,000 on July 1, 2022; and 2,000 on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. |