Craig Felenstein - 31 Mar 2022 Form 4/A - Amendment Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Chief Financial Officer
Signature
/s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein
Issuer symbol
LIND
Transactions as of
31 Mar 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
07 Apr 2022, 17:04:31 UTC
Date Of Original Report
04 Apr 2022
Previous filing
31 Mar 2022
Next filing
12 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Award $0 +13,660 +8.2% $0.000000 180,120 31 Mar 2022 Direct F1
transaction LIND Common Stock Award $0 +13,660 +7.6% $0.000000 193,780 31 Mar 2022 Direct F2
transaction LIND Common Stock Award $0 +6,052 +3.1% $0.000000 199,832 31 Mar 2022 Direct F3
transaction LIND Common Stock Tax liability $0 -10,587 -5.3% $0.000000 189,245 31 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIND Stock Options (Right to Buy) 188,000 31 Mar 2022 Common Stock 188,000 $9.47 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service.
F2 Represents market based equity incentive awards subject to forfeiture and vesting.
F3 This form 4/A is being filed to correct the prior line item to reflect the vesting of a market based incentive award.
F4 The options vest annually pro rata over a four-year period.