Matthew Ryan Kane - Dec 21, 2021 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Director
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for Matthew Ryan Kane
Stock symbol
KERN
Transactions as of
Dec 21, 2021
Transactions value $
$0
Form type
4
Date filed
4/5/2022, 12:01 PM
Previous filing
Dec 17, 2021
Next filing
Jan 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise $0 +2.63K +0.76% $0.00 348K Dec 21, 2021 Direct
holding KERN Common Shares 261K Dec 21, 2021 Held by Seam Capital, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -2.63K -100% $0.00* 0 Dec 21, 2021 Common Shares 2.63K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F3 The RSUs were granted on April 26, 2021, and vested as follows: 1/4 on April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.