Jessica Billingsley - 26 Apr 2021 Form 4 Insider Report for Akerna Corp. (GRYP)

Role: Chairman and CEO, Director, 10%+ Owner
Signature: /s/ John Michael Fowle Jr. as attorney-in-fact for Jessica Billingsley
Issuer symbol: GRYP
Transactions as of: 26 Apr 2021
Net transactions value: -$23,162
Form type: 4
Filing time: 05 Apr 2022, 11:27:28 UTC
Previous filing: 05 Apr 2022
Next filing: 21 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KERN	Common Shares	Award		+7,548	+7.2%		112,419	26 Apr 2021	Direct	F1, F2
transaction	KERN	Common Shares	Options Exercise		+2,500	+2.2%		114,919	04 Aug 2021	Direct	F2
transaction	KERN	Common Shares	Options Exercise		+5,000	+4.4%		119,919	04 Aug 2021	Direct	F2
transaction	KERN	Common Shares	Tax liability	$20,100	-6,091	-5.1%	$3.30^*	113,828	04 Aug 2021	Direct
transaction	KERN	Common Shares	Options Exercise		+5,000	+4.4%		118,828	21 Dec 2021	Direct	F2
transaction	KERN	Common Shares	Tax liability	$3,062	-1,531	-1.3%	$2.00	117,297	21 Dec 2021	Direct
transaction	KERN	Common Shares	Other	$0	-12,488	-11%	$0.000000	104,809	04 Jan 2022	Direct	F6
transaction	KERN	Common Shares	Other	$0	+12,488	+1.2%	$0.000000	1,078,290	04 Jan 2022	Jessica Billingsley Living Trust	F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KERN	Restricted Stock Units	Award	$0	+20,000		$0.000000	20,000	26 Apr 2021	Common Shares	20,000		Direct	F2, F3
transaction	KERN	Restricted Stock Units	Options Exercise	$0	-2,500	-33%	$0.000000	5,000	04 Aug 2021	Common Shares	2,500		Direct	F2, F4
transaction	KERN	Restricted Stock Units	Options Exercise	$0	-5,000	-25%	$0.000000	15,000	04 Aug 2021	Common Shares	5,000		Direct	F2, F5
transaction	KERN	Restricted Stock Units	Options Exercise	$0	-5,000	-25%	$0.000000	15,000	21 Dec 2021	Common Shares	5,000		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock unit ("RSU") grant on April 26, 2021, with immediate vesting.
F2	Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F3	The RSUs were granted on April 26, 2021, and vest as follows: 5,000 on December 1, 2021; 5,000 on December 1, 2022; 5,000 on December 1, 2023; and 5,000 on December 1, 2024.
F4	The RSUs were granted on October 19, 2019, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. (Note: These RSUs were previously reported in Table II with a grant date of February 20, 2020.)
F5	The RSUs were granted on September 4, 2020, and vest as follows: 5,000 on July 1, 2021; 5,000 on July 1, 2022; 5,000 on July 1, 2023; and 5,000 on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
F6	Represents exempt transfer of shares from the reporting person to the Jessica Billingsley Living Trust.
F7	The reporting person is the trustee of the Jessica Billingsley Living Trust (the "Trust") and has voting and investment discretion with respect to the shares of common stock held of record by the Trust. The reporting person may have or share beneficial ownership of such shares.