David Goodman - 16 Nov 2021 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role: Chief Commercial and Marketing
Signature: /s/ John J. Wolfel, Attorney-in-Fact for David Goodman
Issuer symbol: LIND
Transactions as of: 16 Nov 2021
Net transactions value: $0
Form type: 4
Filing time: 04 Apr 2022, 17:24:12 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIND	Common Stock	Award	$0	+16,409	+15%	$0.000000	128,895	16 Nov 2021	Direct	F1
transaction	LIND	Common Stock	Award	$0	+14,092	+11%	$0.000000	142,987	31 Mar 2022	Direct	F2
transaction	LIND	Common Stock	Award	$0	+14,092	+9.9%	$0.000000	157,079	31 Mar 2022	Direct	F3
transaction	LIND	Common Stock	Tax liability	$0	-1,496	-0.95%	$0.000000	155,583	31 Mar 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	LIND	Stock Options						310,000	16 Nov 2021	Common Stock	310,000	$10.84	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service.
F2	Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service.
F3	Represents market based equity incentive awards subject to forfeiture and vesting.
F4	Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates.