Robert P. Vogels - Mar 31, 2022 Form 4/A - Amendment Insider Report for Golden Minerals Co (AUMN)

Role
Senior VP and CFO
Signature
Robert P. Vogels
Stock symbol
AUMN
Transactions as of
Mar 31, 2022
Transactions value $
$561,690
Form type
4/A - Amendment
Date filed
4/4/2022, 04:06 PM
Date Of Original Report
Apr 4, 2022
Previous filing
Nov 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUMN Common Stock Award $790K +1.58M +513.2% $0.50 1.89M Mar 31, 2022 Direct F1, F2, F4
transaction AUMN Common Stock Tax liability -$228K -457K -24.19% $0.50 1.43M Mar 31, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Robert P. Vogels is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects shares issued upon settlement of vested KELTIP Units in connection with the retirement of the reporting person.
F2 The closing price of the issuer's common stock on the NYSE American on 03/31/2022, the date the shares of common stock were acquired and disposed of.
F3 Shares surrendered to the Issuer for tax withholding to pay tax liability incurred by the receipt of securities issued in accordance with Rule 16b-3.
F4 The Form 4 filed on 04/04/2022 erroneously reported a price of $0.52 in column 4. The purpose of this amendment is to correct the price in column 4.

Remarks:

Mr. Vogels is retiring from Golden Minerals Co. effective Mar. 31, 2022. He will no longer be subject to Form 4 filings for Golden Minerals Co.