Dale Broadrick - Mar 1, 2022 Form 4 Insider Report for BioRestorative Therapies, Inc. (BRTX)

Role
10%+ Owner
Signature
/s/ Dale Broadrick
Stock symbol
BRTX
Transactions as of
Mar 1, 2022
Transactions value $
$794,110
Form type
4
Date filed
3/29/2022, 04:52 PM
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRTX Common Stock Purchase $12.6K +2.27K +1.14% $5.55 202K Mar 1, 2022 See Footnote F1
transaction BRTX Common Stock Purchase $268K +47.8K +23.69% $5.61 250K Mar 2, 2022 See Footnote F1, F2
transaction BRTX Common Stock Purchase $261K +47.6K +19.07% $5.47 297K Mar 3, 2022 See Footnote F1, F3
transaction BRTX Common Stock Purchase $20.9K +3.8K +1.28% $5.51 301K Mar 4, 2022 See Footnote F1
transaction BRTX Common Stock Purchase $108K +24.4K +16.1% $4.43 176K Mar 7, 2022 Direct F4
transaction BRTX Common Stock Purchase $32.5K +8.13K +4.62% $4.00 184K Mar 8, 2022 Direct
transaction BRTX Common Stock Purchase $47.5K +11.9K +6.45% $4.00 196K Mar 9, 2022 Direct
transaction BRTX Common Stock Purchase $43.5K +10K +5.11% $4.35 206K Mar 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRTX Warrant to acquire Common Stock 125 Mar 1, 2022 Common Stock 125 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 125 Mar 1, 2022 Common Stock 125 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 138 Mar 1, 2022 Common Stock 138 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 138 Mar 1, 2022 Common Stock 138 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 833 Mar 1, 2022 Common Stock 833 $120.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Fleetco, Inc. of which reporting person is sole shareholder.
F2 This transaction was executed in multiple trades at prices ranging from $5.56 to $5.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F3 This transaction was executed in multiple trades at prices ranging from $5.39 to $5.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F4 This transaction was executed in multiple trades at prices ranging from $3.97 to $4.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.