| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | WLK | Common Stock | 6,765 | 01 Mar 2022 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | WLK | Restricted Stock Units | 01 Mar 2022 | Common Stock | 1,538 | Direct | F2, F3 | |||||||
| holding | WLK | Restricted Stock Units | 01 Mar 2022 | Common Stock | 3,039 | Direct | F2, F4 | |||||||
| holding | WLK | Restricted Stock Units | 01 Mar 2022 | Common Stock | 1,170 | Direct | F2, F5 | |||||||
| holding | WLK | Restricted Stock Units | 01 Mar 2022 | Common Stock | 1,313 | Direct | F2, F6 | |||||||
| holding | WLK | Employee Option (right to buy) | 01 Mar 2022 | Common Stock | 2,485 | $107.75 | Direct | F7 | ||||||
| holding | WLK | Employee Option (right to buy) | 01 Mar 2022 | Common Stock | 4,337 | $79.83 | Direct | F8 | ||||||
| holding | WLK | Employee Option (right to buy) | 01 Mar 2022 | Common Stock | 6,507 | $65.81 | Direct | F9 | ||||||
| holding | WLK | Employee Option (right to buy) | 01 Mar 2022 | Common Stock | 4,020 | $86.54 | Direct | F10 | ||||||
| holding | WLK | Employee Option (right to buy) | 01 Mar 2022 | Common Stock | 4,152 | $108.12 | Direct | F11 |
| Id | Content |
|---|---|
| F1 | Due to a rounding error, discovered on March 15, 2022, the original Form 3 filed on behalf of the Reporting Person on March 2, 2022 (the 'Original Form 3') reported beneficial ownership of 6,766 shares of common stock. This Form 3/A amends that filing to reflect the correct amount of 6,765 shares of common stock. Beneficial Ownership in Table II of the Original Form 3 remains the same, other than conforming changes in footnote numbering. |
| F2 | Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. |
| F3 | The RSUs were granted February 14, 2020 and vest on the third anniversary of the grant date. |
| F4 | The RSUs were granted February 14, 2020 and vest on the fifth anniversary of the grant date. |
| F5 | The RSUs were granted February 19, 2021 and vest on the third anniversary of the grant date. |
| F6 | The RSUs were granted February 18, 2022 and vest on the third anniversary of the grant date. |
| F7 | These Stock Options were granted February 16, 2018 and are exercisable by the Reporting Person. |
| F8 | These Stock Options were granted February 15, 2019 and are exercisable by the Reporting Person. |
| F9 | These Stock Options were granted February 14, 2020. 66% of the 6,507 Stock Options granted have vested and are excercisable; the remaining 34% will vest on February 14, 2023. |
| F10 | These Stock Options were granted February 19, 2021. 33% of the 4,020 Stock Options granted have vested and are excercisable; the remaining Stock Options will vest at 33% on February 19, 2023 and at 34% on February 19, 2024. |
| F11 | These Stock Options were granted February 18, 2022 and are excercisable in three installments of 33%, 33% and 34% on February 18, 2023, 2024 and 2025, respectively. |