Amanda J. Rome - 22 Feb 2022 Form 4 Insider Report for XCEL ENERGY INC

Role
EVP, General Counsel
Signature
Gioia M. Gentile, Attorney in Fact for Amanda J. Rome
Issuer symbol
XEL, XELLL on Nasdaq
Transactions as of
22 Feb 2022
Net transactions value
-$193,855
Form type
4
Filing time
24 Feb 2022, 20:04:25 UTC
Previous filing
05 Jan 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +5,651 +90% $0.000000 11,944 22 Feb 2022 Direct F1, F2
transaction XEL Common Stock Options Exercise +358 +3% 12,303 22 Feb 2022 Direct F3
transaction XEL Common Stock Options Exercise +1,831 +15% 14,133 22 Feb 2022 Direct F3
transaction XEL Common Stock Tax liability $193,855 -2,937 -21% $66.00 11,196 22 Feb 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -358 -100% $0.000000* 0 22 Feb 2022 Common Stock 358 Direct F3, F5, F6
transaction XEL Restricted Stock Units Options Exercise $0 -1,831 -100% $0.000000* 0 22 Feb 2022 Common Stock 1,831 Direct F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of performance share unit awards for the 2019-2021 performance period.
F2 The amount includes 62.041 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.
F5 Number of units shown reflects 16.056 additional units as a result of the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F6 Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.
F7 Number of units shown reflects 475.512 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.