| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XEL | Common Stock | Award | $0 | +1.96K | +6.81% | $0.00 | 30.8K | Feb 22, 2022 | Direct | F1 |
| transaction | XEL | Common Stock | Options Exercise | +942 | +3.06% | 31.7K | Feb 22, 2022 | Direct | F2 | ||
| transaction | XEL | Common Stock | Tax liability | -$102K | -1.55K | -4.89% | $66.00 | 30.2K | Feb 22, 2022 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XEL | Restricted Stock Units | Options Exercise | $0 | -942 | -50% | $0.00 | 942 | Feb 22, 2022 | Common Stock | 0 | Direct | F2, F4, F5 | |
| transaction | XEL | Phantom Stock | Award | $31.4K | +476 | +86.95% | $66.00 | 1.02K | Feb 22, 2022 | Common Stock | 476 | Direct | F6, F7, F8 |
| Id | Content |
|---|---|
| F1 | Represents the settlement of performance share unit awards for the 2019-2021 performance period. |
| F2 | Restricted stock units are settled in common stock on a one-for-one basis. |
| F3 | Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash. |
| F4 | Number of units shown reflects 48.012 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3. |
| F5 | Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022. |
| F6 | Each share of phantom stock represents the right to receive the cash value of one share of common stock. |
| F7 | Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. |
| F8 | The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. |