Brian J. Van Abel - 22 Feb 2022 Form 4 Insider Report for XCEL ENERGY INC

Role
EVP, Chief Financial Officer
Signature
Gioia M. Gentile, Attorney in Fact for Brian J. Van Abel
Issuer symbol
XEL, XELLL on Nasdaq
Transactions as of
22 Feb 2022
Net transactions value
-$391,429
Form type
4
Filing time
24 Feb 2022, 19:57:09 UTC
Previous filing
05 Jan 2022
Next filing
05 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +10,670 +41% $0.000000 36,627 22 Feb 2022 Direct F1, F2
transaction XEL Common Stock Options Exercise +1,414 +3.9% 38,041 22 Feb 2022 Direct F3
transaction XEL Common Stock Tax liability $391,429 -5,931 -16% $66.00 32,111 22 Feb 2022 Direct F4
holding XEL Common Stock 14 22 Feb 2022 401(k) F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -1,414 -100% $0.000000* 0 22 Feb 2022 Common Stock 1,414 Direct F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of performance share unit awards for the 2019-2021 performance period.
F2 The amount also includes 686.016 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.
F5 Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 18, 2022.
F6 Number of units shown reflects 72.048 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F7 Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.