Jonathan F. Rouis - 31 Dec 2021 Form 5 Insider Report for Orange County Bancorp, Inc. /DE/ (OBT)

Role
Director
Signature
/s/ Jennifer Staub, pursuant to power of attorney
Issuer symbol
OBT
Transactions as of
31 Dec 2021
Net transactions value
+$148
Form type
5
Filing time
10 Feb 2022, 11:43:48 UTC
Previous filing
02 Dec 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OBT Common Stock 3,850 31 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OBT Phantom Stock Award $64.4 +2 +0.39% $35.00 479 15 Sep 2021 Common Stock 2 Direct F2, F3
transaction OBT Phantom Stock Award $83.2 +2 +0.45% $38.70 479 15 Dec 2021 Common Stock 2 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
F2 Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.
F3 Transaction amounts previously included in aggregate holdings on prior reports.