Gregory F. Holcombe - Dec 31, 2021 Form 5 Insider Report for Orange County Bancorp, Inc. /DE/ (OBT)

Role
Director
Signature
/s/ Jennifer Staub, pursuant to power of attorney
Stock symbol
OBT
Transactions as of
Dec 31, 2021
Transactions value $
$804
Form type
5
Date filed
2/10/2022, 11:41 AM
Previous filing
Dec 2, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OBT Common Stock 33K Dec 31, 2021 Direct F1
holding OBT Common Stock 7.46K Dec 31, 2021 By Foundation
holding OBT Common Stock 34.7K Dec 31, 2021 By LLC
holding OBT Common Stock 7.48K Dec 31, 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OBT Phantom Stock Award $349 +9.98 +0.39% $35.00 2.59K Sep 15, 2021 Common Stock 9.98 Direct F2, F3
transaction OBT Phantom Stock Award $455 +11.8 +0.46% $38.70 2.59K Dec 15, 2021 Common Stock 11.8 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
F2 Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.
F3 Transaction amounts previously included in aggregate holdings on prior reports.