Robert L. Peterson - 31 Jan 2022 Form 4 Insider Report for OCCIDENTAL PETROLEUM CORP /DE/ (OXY)

Role
SVP & CFO
Signature
/s/ Brittany A. Smith, Attorney-in-Fact for Robert L. Peterson
Issuer symbol
OXY
Transactions as of
31 Jan 2022
Net transactions value
-$1,670,175
Form type
4
Filing time
02 Feb 2022, 20:38:20 UTC
Previous filing
17 Nov 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXY Common Stock Options Exercise +44,337 +35% 172,277 31 Jan 2022 Direct F1
transaction OXY Common Stock Disposed to Issuer $1,670,175 -44,337 -26% $37.67 127,940 31 Jan 2022 Direct F2
holding OXY Common Stock 9,879 31 Jan 2022 By OPC Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OXY Phantom Stock Units Options Exercise -44,337 -100% 0 31 Jan 2022 Common Stock 44,337 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person's award of phantom stock units vested on January 31, 2022. Each phantom stock unit was the economic equivalent of one share of the issuer's common stock.
F2 Pursuant to the terms of the award, each phantom stock unit settled in cash at the closing price of the issuer's common stock on the vesting date.
F3 Based on a plan statement dated January 31, 2022.