Robert L. Peterson - Jan 31, 2022 Form 4 Insider Report for OCCIDENTAL PETROLEUM CORP /DE/ (OXY)

Role
SVP & CFO
Signature
/s/ Brittany A. Smith, Attorney-in-Fact for Robert L. Peterson
Stock symbol
OXY
Transactions as of
Jan 31, 2022
Transactions value $
-$1,670,175
Form type
4
Date filed
2/2/2022, 08:38 PM
Previous filing
Nov 17, 2021
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXY Common Stock Options Exercise +44.3K +34.65% 172K Jan 31, 2022 Direct F1
transaction OXY Common Stock Disposed to Issuer -$1.67M -44.3K -25.74% $37.67 128K Jan 31, 2022 Direct F2
holding OXY Common Stock 9.88K Jan 31, 2022 By OPC Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OXY Phantom Stock Units Options Exercise -44.3K -100% 0 Jan 31, 2022 Common Stock 44.3K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person's award of phantom stock units vested on January 31, 2022. Each phantom stock unit was the economic equivalent of one share of the issuer's common stock.
F2 Pursuant to the terms of the award, each phantom stock unit settled in cash at the closing price of the issuer's common stock on the vesting date.
F3 Based on a plan statement dated January 31, 2022.