Michael Lisowski - Jan 31, 2022 Form 4 Insider Report for FUELCELL ENERGY INC (FCEL)

Role
EVP & Chief Operating Officer
Signature
/s/ Michael S. Bishop, As Power of Attorney
Stock symbol
FCEL
Transactions as of
Jan 31, 2022
Transactions value $
-$1,967
Form type
4
Date filed
2/1/2022, 04:07 PM
Previous filing
Dec 14, 2021
Next filing
Aug 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCEL Common Stock Options Exercise $0 +1.25K +9.74% $0.00 14.1K Jan 31, 2022 Direct F1
transaction FCEL Common Stock Tax liability -$1.97K -464 -3.3% $4.24 13.6K Jan 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FCEL Employee Restricted Stock Unit Options Exercise $0 -1.25K -100% $0.00* 0 Jan 31, 2022 Common Stock 1.25K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.
F2 On January 31, 2018, the reporting person was granted 4,990 restricted stock units, which vest 25% on each of the first, second, third and fourth anniversaries of the date of grant, subject to continued employment.