Haihong Zhu - Jan 13, 2022 Form 3 Insider Report for ThermoGenesis Holdings, Inc. (THMO)

Role
Director
Signature
/s/ Haihong Zhu
Stock symbol
THMO
Transactions as of
Jan 13, 2022
Transactions value $
$0
Form type
3
Date filed
1/27/2022, 02:07 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding THMO Stock Option Jan 13, 2022 Common Stock 200 $41.70 Direct F1
holding THMO Stock Option Jan 13, 2022 Common Stock 5K $30.00 Direct F2
holding THMO Stock Option Jan 13, 2022 Common Stock 8K $2.98 Direct F1
holding THMO Stock Option Jan 13, 2022 Common Stock 32K $2.98 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is presently exercisable in full.
F2 Option vests in five equal installments on December 29, 2018, 2019, 2020, 2021 and 2022.
F3 Option vests in four equal installments on December 14, 2019, 2020, 2021 and 2022.