Haihong Zhu - 13 Jan 2022 Form 3 Insider Report for ThermoGenesis Holdings, Inc.

Role
Director
Signature
/s/ Haihong Zhu
Issuer symbol
THMO on OTC
Transactions as of
13 Jan 2022
Net transactions value
$0
Form type
3
Filing time
27 Jan 2022, 14:07:09 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding THMO Stock Option 13 Jan 2022 Common Stock 200 $41.70 Direct F1
holding THMO Stock Option 13 Jan 2022 Common Stock 5,000 $30.00 Direct F2
holding THMO Stock Option 13 Jan 2022 Common Stock 8,000 $2.98 Direct F1
holding THMO Stock Option 13 Jan 2022 Common Stock 32,000 $2.98 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is presently exercisable in full.
F2 Option vests in five equal installments on December 29, 2018, 2019, 2020, 2021 and 2022.
F3 Option vests in four equal installments on December 14, 2019, 2020, 2021 and 2022.