Ajay Shah - 20 Jan 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Role: Director
Signature: /s/ Anne Kuykendall as attorney-in-fact for Ajay Shah
Issuer symbol: PENG
Transactions as of: 20 Jan 2022
Net transactions value: -$184,823
Form type: 4
Filing time: 24 Jan 2022, 19:08:42 UTC
Previous filing: 22 Nov 2021
Next filing: 20 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SGH	Ordinary Shares	Tax liability	$184,823	-3,019	-5.5%	$61.22	51,889	20 Jan 2022	Direct	F1
holding	SGH	Ordinary Shares						222,513	20 Jan 2022	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
F2	These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

Content

Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.