Aaron Keay - Jan 15, 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
Director
Signature
/s/ Aaron Keay
Stock symbol
WTER
Transactions as of
Jan 15, 2022
Transactions value $
$0
Form type
4
Date filed
1/19/2022, 03:49 PM
Previous filing
Nov 18, 2021
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +400K +200% 600K Jan 15, 2022 Direct F4
holding WTER Common Stock 200K Jan 15, 2022 Direct
holding WTER Common Stock 1M Jan 15, 2022 Klutch Financial Corp.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 350K Jan 15, 2022 Common 350K $1.29 Direct F1
holding WTER Stock Options 600K Jan 15, 2022 Common 250K $0.53 Direct F2
holding WTER Stock Options 850K Jan 15, 2022 Common 250K $1.09 Direct F3
holding WTER Warrants 1M Jan 15, 2022 Common 1M $1.25 Klutch Financial Corp.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 (1) 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
F2 50% vest on April 3, 2020 and 50% vest on April 3, 2021.
F3 50% vest on March 31, 2021 and 50% vest on March 31, 2022.
F4 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022.