Brian Sudano - 15 Jan 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
Director
Signature
/s/ Brian Sudano
Issuer symbol
WTER
Transactions as of
15 Jan 2022
Net transactions value
$0
Form type
4
Filing time
19 Jan 2022, 15:43:59 UTC
Next filing
01 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +50,000 +400% 62,500 15 Jan 2022 Direct F3
holding WTER Common Stock 12,500 15 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 100,000 15 Jan 2022 Common 100,000 $0.5300 Direct F1
holding WTER Stock Options 150,000 15 Jan 2022 Common 50,000 $1.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 (1) One-third vest on April 3, 2020 (the "Date of Grant") and one-third vest on each anniversary of the Date of Grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022 upon vesting.