David Guarino - Jan 15, 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
CFO Secretary Treasurer, Director
Signature
/s/ David Guarino
Stock symbol
WTER
Transactions as of
Jan 15, 2022
Transactions value $
$0
Form type
4
Date filed
1/19/2022, 03:35 PM
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +300K +14.93% 2.31M Jan 15, 2022 Direct F3
holding WTER Common Stock 2.01M Jan 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 150K Jan 15, 2022 Common 150K $0.53 Direct F1
holding WTER Stock Options 350K Jan 15, 2022 Common 200K $1.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
F2 50% vest on March 31, 2021 and 50% vest on March 31, 2022.
F3 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022 upon vesting.