Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ARDX | Common Stock | Award | $0 | +40K | +12.86% | $0.00 | 351K | Jan 6, 2022 | Direct | F1 |
transaction | ARDX | Common Stock | Award | $0 | +15K | +16.55% | $0.00 | 106K | Jan 6, 2022 | By Wife | F1, F2 |
holding | ARDX | Common Stock | 77.6K | Jan 6, 2022 | Family Trust | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ARDX | Stock Option (Right to Buy) | Award | $0 | +190K | $0.00 | 190K | Jan 6, 2022 | Common Stock | 190K | $0.99 | Direct | F4 | |
transaction | ARDX | Stock Option (Right to Buy) | Award | $0 | +70.3K | $0.00 | 70.3K | Jan 6, 2022 | Common Stock | 70.3K | $0.99 | By Wife | F2, F4 |
Id | Content |
---|---|
F1 | Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. |
F2 | The shares are directly held by the Reporting Person's wife. |
F3 | The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust. |
F4 | The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 6, 2022, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. |