Rock Springs Capital Management LP - 30 Dec 2021 Form 3 Insider Report for Tempest Therapeutics, Inc. (TPST)

Role
10%+ Owner
Signature
By: /s/ Mark Bussard, Authorized Signatory, Rock Springs Capital Management LP
Issuer symbol
TPST
Transactions as of
30 Dec 2021
Net transactions value
$0
Form type
3
Filing time
10 Jan 2022, 16:15:58 UTC
Previous filing
26 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TPST Common Stock 750,000 30 Dec 2021 See footnote F1
holding TPST Common Stock 73,654 30 Dec 2021 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein are held of record by Rock Springs Capital Master Fund LP ("Master Fund"). Rock Springs Capital LLC ("RSC") is the general partner of Rock Springs Capital Management LP ("RSCM") which is the investment manager to Master Fund. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the Common Stock held directly by Master Fund.
F2 The securities reported herein are held of record by Four Pines Master Fund LP ("Four Pines"). RSC is the general partner of RSCM which is the investment manager to Four Pines. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the Common Stock held directly by Four Pines.