Adrian C. Chiu - 03 Jan 2022 Form 4 Insider Report for PENTAIR plc (PNR)

Role: EVP CHRO Chief Transform. Off
Signature: /s/ John K. Wilson, Attorney-in-Fact for Adrian C. Chiu
Issuer symbol: PNR
Transactions as of: 03 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 04 Jan 2022, 16:51:47 UTC
Next filing: 23 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PNR	Common Shares - Restricted Stock Units	Award	$0	+1,884	+21%	$0.000000	10,817	03 Jan 2022	Direct	F1, F2
holding	PNR	Common Shares						2,149	03 Jan 2022	Direct	F2, F3
holding	PNR	Common Shares - ESOP						405	03 Jan 2022	Plan Agent	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PNR	Employee Stock Option (right to buy)	Award	$0	+6,920		$0.000000	6,920	03 Jan 2022	Common Shares	6,920	$70.99	Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2	End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3	End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F4	Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
F5	One-third of the stock options become exercisable on the first, second and third anniversary of the grant.