Craig Felenstein - Dec 28, 2021 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Chief Financial Officer
Signature
/s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein
Stock symbol
LIND
Transactions as of
Dec 28, 2021
Transactions value $
-$95,026
Form type
4
Date filed
12/30/2021, 11:43 AM
Previous filing
Dec 23, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Sale -$95K -5.43K -3.03% $17.50 174K Dec 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIND Stock Options (Right to Buy) 188K Dec 28, 2021 Common Stock 188K $9.47 Direct F2
holding LIND Restricted Stock Units 4.5K Dec 28, 2021 Common Stock 4.5K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.51. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 The options vest annually pro rata over a four-year period.
F3 Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
F4 The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.