Chenyu Caroline Cai - 23 Dec 2021 Form 4 Insider Report for Pzena Investment Management, Inc.

Role
Executive Vice President, Director
Signature
Joan F. Berger, as attorney-in-fact for Chenyu Caroline Cai
Issuer symbol
N/A
Transactions as of
23 Dec 2021
Net transactions value
-$72,426
Form type
4
Filing time
28 Dec 2021, 16:07:24 UTC
Previous filing
23 Dec 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PZN Class A Common stock, par value $0.01 Sale $60,265 -6,296 -3.1% $9.57 193,598 23 Dec 2021 Direct F1
transaction PZN Class A Common stock, par value $0.01 Sale $27,363 -2,802 -1.4% $9.77 190,796 27 Dec 2021 Direct F2
transaction PZN Class A Common stock, par value $0.01 Sale $15,202 +1,555 +0.83% $9.78 189,241 28 Dec 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions were executed in multiple trades at prices ranging from $9.50 to $9.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F2 The transactions were executed in multiple trades at prices ranging from $9.75 to $9.80. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3 The transactions were executed in multiple trades at prices ranging from $9.75 to $9.835. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.