Chenyu Caroline Cai - Dec 23, 2021 Form 4 Insider Report for Pzena Investment Management, Inc. (PZN)

Role
Executive Vice President, Director
Signature
Joan F. Berger, as attorney-in-fact for Chenyu Caroline Cai
Stock symbol
PZN
Transactions as of
Dec 23, 2021
Transactions value $
-$72,426
Form type
4
Date filed
12/28/2021, 04:07 PM
Previous filing
Dec 23, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PZN Class A Common stock, par value $0.01 Sale -$60.3K -6.3K -3.15% $9.57 194K Dec 23, 2021 Direct F1
transaction PZN Class A Common stock, par value $0.01 Sale -$27.4K -2.8K -1.45% $9.77 191K Dec 27, 2021 Direct F2
transaction PZN Class A Common stock, par value $0.01 Sale $15.2K +1.56K +0.83% $9.78 189K Dec 28, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions were executed in multiple trades at prices ranging from $9.50 to $9.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F2 The transactions were executed in multiple trades at prices ranging from $9.75 to $9.80. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3 The transactions were executed in multiple trades at prices ranging from $9.75 to $9.835. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.