Laurence W. Lytton - 20 Dec 2021 Form 3 Insider Report for LIQTECH INTERNATIONAL INC (LIQT)

Role
10%+ Owner
Signature
Laurence W. Lytton
Issuer symbol
LIQT
Transactions as of
20 Dec 2021
Net transactions value
$0
Form type
3
Filing time
22 Dec 2021, 17:56:47 UTC
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LIQT Common Stock 1,410,988 20 Dec 2021 Direct
holding LIQT Common Stock 717,891 20 Dec 2021 See Note 1 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIQT Pre-Funded Common Stock Purchase Warrant 20 Dec 2021 Common Stock 400,000 $0.001000 Direct F2, F3
holding LIQT Pre-Funded Common Stock Purchase Warrant 20 Dec 2021 Common Stock 615,000 $0.001000 See Note 1 F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Lytton may be deemed to beneficially own these securities indirectly because he has investment discretion over the securities accounts of certain of his family members and their trusts, investment entities and foundations in which these securities are held. Mr. Lytton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2 The pre-funded warrants do not have an expiration date.
F3 The pre-funded warrants may be exercised to purchase shares of common stock of the issuer, subject to a 9.99% beneficial ownership limitation.