Marc D. Grossman - Dec 16, 2020 Form 4/A - Amendment Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Dec 16, 2020
Transactions value $
$0
Form type
4/A - Amendment
Date filed
12/15/2021, 01:52 PM
Date Of Original Report
Dec 18, 2020
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ESQ Common Stock 13K Dec 16, 2020 Direct F1, F2
holding ESQ Common Stock 9.1K Dec 16, 2020 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Award $0 +2K $0.00 2K Dec 16, 2020 Common Stock 2K $20.85 Direct F3
holding ESQ Stock Options 7.5K Dec 16, 2020 Common Stock 7.5K $12.50 Direct F4
holding ESQ Stock Options 1.5K Dec 16, 2020 Common Stock 1.5K $24.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F3 Stock options vest in three equal annual installments commencing on December 16, 2021.
F4 Stock options vest at a rate of 20% per year commencing on September 1, 2017.
F5 Stock options vest in three equal annual installments commencing on December 10, 2019.